Effective bank reconciliation requires a systematic approach that ensures thoroughness and accuracy. Following a structured process helps identify all discrepancies, prevents errors, and provides a clear audit trail for future reference and compliance purposes.
1. Gather Required Documentation
Begin by collecting all necessary documents: the bank statement for the reconciliation period, your internal accounting records (general ledger), previous reconciliation reports, and any supporting documentation for unusual transactions. Ensure you have the complete bank statement including all transactions, fees, and interest entries. Organize your internal records chronologically and verify that all transactions are properly recorded and categorized.
2. Compare Balances and Identify Differences
Start with the ending balances from both the bank statement and your internal records. Calculate the difference between these balances. This difference represents the total of all reconciling items that need to be identified and explained. Common reconciling items include outstanding checks, outstanding deposits, bank fees, interest earned, and any errors on either side. Systematically go through each transaction to identify items that appear in one set of records but not the other.
3. Analyze Outstanding Items
Outstanding deposits are amounts you've recorded as received but haven't appeared on the bank statement yet. These typically include cash deposits, check deposits, and electronic transfers that are still in transit. Outstanding checks are payments you've recorded but haven't cleared the bank yet. These can include checks written to vendors, employees, or other parties. Calculate the total of outstanding deposits and outstanding checks separately.
4. Identify Bank Adjustments
Bank adjustments include items that appear on the bank statement but may not be recorded in your books. Common bank adjustments include monthly service charges, NSF (non-sufficient funds) fees, interest earned on the account, and any bank errors. Review the bank statement carefully for any fees, charges, or credits that need to be recorded in your accounting system.
5. Calculate Adjusted Balances
Add outstanding deposits and interest earned to the bank statement balance, then subtract outstanding checks and bank fees. This gives you the adjusted bank balance. Similarly, add any items that increase your book balance and subtract items that decrease it to arrive at the adjusted book balance. The adjusted balances should match if the reconciliation is correct.